our team

Aviditi is led by 14 Partners, Averaging 20 years’ of experience, located across North America and Europe

Aviditi’s team members are highly experienced professionals who thrive in our client-focused culture, unified by our commitment to deliver optimal outcomes for our clients throughout their investment lifecycles.

John C. Robertshaw

John C. Robertshaw

Chairman
& Co-Founder

Ryan E. Schlitt

Ryan E. Schlitt

Chief Executive Officer
& Co-Founder

Ed Balsmann

Ed Balsmann

General Counsel & Chief Compliance Officer, Dallas

Rohan Ranadive

Rohan Ranadive

Chief Financial Officer, Dallas

Leaf Gross

Leaf Gross

Partner & Co-Head of Capital Solutions, New York

Greg Guest

Greg Guest

Partner & Co-Head of Capital Solutions, New York

Alex Guira

Alex Guira

Partner & Co-Head of the Capital Solutions Team, New York

Ryan Binette

Ryan Binette

Partner, Liquidity Solutions, New York

Peter Bergschneider

Peter Bergschneider

Partner, New York

Colin Dinneen

Colin Dinneen

Partner, New York

Paul Kuppich

Paul Kuppich

Partner, New York

Sachin Mitra

Sachin Mitra

Partner, London

Yair Oshman

Yair Oshman

Partner, London

Brian Price

Brian Price

Partner, Dallas

Anna Marie Curran

Anna Marie Curran

Principal, New York

Katya Leonov Zusman

Katya Leonov Zusman

Principal, London

Jeff Lumbard

Jeff Lumbard

Principal, Seattle

Dan DiVietri

Dan DiVietri

Principal, San Francisco

Perrin Duke

Perrin Duke

Vice President, New York

Adele Gilmore

Adele Gilmore

Vice President, London

Jonathan Paulsen

Jonathan Paulsen

Vice President, New York

Peter Reuter

Peter Reuter

Vice President, New York

Jason Truong

Jason Truong

Vice President, New York

Erik Alfieri

Erik Alfieri

Associate, New York

Chris DeVito

Chris DeVito

Associate, New York

Ted Hesburgh

Ted Hesburgh

Associate, New York

Jenkins Marshall

Jenkins Marshall

Associate, New York

Kate Powers

Kate Powers

Associate, New York

Alec Cover

Alec Cover

Associate, New York

Sabahat Mukadam

Sabahat Mukadam

Analyst, London

Jamie Leyden

Jamie Leyden

Analyst, New York

Amil Patel

Amil Patel

Analyst, New York

Daniel Sonn

Daniel Sonn

Analyst, London

Eric Anthony

Eric Anthony

Analyst, New York

Alex Coker

Alex Coker

Analyst, New York

Chuck Hall

Chuck Hall

Analyst, New York

Claudine Bronte

Claudine Bronte

Executive Administrator, New York

Stephanie Flooks

Stephanie Flooks

Office Manager & Roadshow Coordinator, London

Margo Lee

Margo Lee

Executive Administrator, Dallas

Christina Lowery

Christina Lowery

Office Manager & Roadshow Coordinator, New York

Derek Martinez

Derek Martinez

Executive Administrator & Office Manager,
New York

Scarlet Montilla

Scarlet Montilla

Controller, Dallas

Olivia Distefano

Olivia Distefano

Analyst, New York

Jack Fleckner

Jack Fleckner

Analyst

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Information on the Website

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Disclaimer of Warranties

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Business Continuity Plan

We are committed to protecting the interests of its clients in the event of a business disruption. This Business Continuity Plan (the “Plan” or the “BCP”) summary details how the Firm will respond to events that significantly disrupt its business.

The Firm’s BCP addresses all areas affected by a business disruption of any type: data backup and recovery, financial and operational systems and assessments, alternative communications with clients, employees and regulators, as well as critical suppliers and banks, and alternate physical location of employees if necessary. The Plan is designed to enable the Firm to recover and restore business operations as quickly as possible, safeguard employees and property, protect the Firm’s books and records, and assure clients prompt service through alternative offices if the Firm is unable to continue its business locally.

In the event of a disaster in one of our geographical areas, there should be minimal disruption in service due to designed redundancies for Aviditi systems. Data and/or system recovery will begin in a timely manner given the event(s) causing the significant business disruption. In the event of a significant business disruption, we plan to begin recovery immediately and notify clients how to contact the Firm through its Website (www.adviditiadvisors.com).

If you have questions regarding our Business Continuity Plan, you may contact us through the Website. The Plan is subject to change without notice. In the event the Business Continuity Plan summary is modified, the updated summary document will be available through the Website.

Regulatory disclosures

The material on the Website is not intended to be, or construed as being, investment advice or services or any offer or solicitation in respect thereof, nor a recommendation of any particular security or investment. Nothing in the Website is, or should be construed as, an offer to, or a solicitation of, any person to sell or buy any security or investment. You should obtain independent professional advice if you intend to buy or sell any security or investment. The information and services provided on the Website are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules, or regulations of any governmental authority, or regulatory or self-regulatory organization, or where we are not authorized to provide such information or services.

Customer Complaint Notice Disclosure pursuant to SEC Rule 17a-3(a)(18)(ii)

Aviditi Financial, LLC, in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number, and address if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact us immediately at:
Attn: Legal Department
Aviditi Financial, LLC
8117 Preston Road, Suite 450
Dallas, Texas 75225

USA Patriot Act Notice to Clients

The USA Patriot Act and other applicable rules and regulations, require us to obtain, verify, and record information to identify each entity or individual that enters into a business relationship with us. We may ask for your address, identification number, corporate documents, or other identifying information to help us verify your identity. We may use a third-party source to confirm the information you provide us.

United States

Aviditi Financial, LLC, is not a retail broker-dealer, and does not solicit or carry accounts for, or offer or sell securities products to retail customers. Aviditi Financial, LLC is a member FINRA and SIPC, provides investment banking, private placement, merger, acquisition, and divestiture services. Aviditi Financial, LLC is registered as a broker-dealer with the Securities and Exchange Commission and is regulated by the Financial Industry Regulatory Authority, Inc. (FINRA).

United Kingdom

Aviditi Capital Advisors UK Ltd. is an Appointed Representative of Robert Quinn Advisory LLP, which is authorised and regulated by the Financial Conduct Authority. Aviditi Capital Advisors UK Ltd. is incorporated in England and the registered office is at 65 Curzon Street, 6th Floor, London, W1J 8PE.

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Where the material on the Website constitutes a financial promotion, it is issued and approved for distribution in the UK by Robert Quinn Advisory LLP, only to and directed at (a) persons who have professional experience in matters relating to investments falling within Article 19(1) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) or (b) high-net-worth entities and other persons to whom it may otherwise lawfully be communicated, falling within Article 49(1) of the Order (all such persons together being referred to as “relevant persons”). Any material on the Website that constitutes a financial promotion must not be acted on or relied on by persons who are not relevant persons, and any investment activity to which the Website relates is only available to relevant persons and will be engaged in only with relevant persons.

The information featured on the Website may relate to services of any entity/person incorporated and operating outside of the United Kingdom or to other matters which are not regulated by the FCA. In such case, the provision of such services will not have the benefit of UK regulatory protections, including those provided in respect of the FCA rules and the UK compensation scheme. In particular, Aviditi Advisors and certain of its other subsidiaries are based outside of the UK and provision of services by them will not have the benefit of such UK regulatory protection.