our team

Aviditi is led by 14 Partners, Averaging 20 years’ of experience, located across North America and Europe

Aviditi’s team members are highly experienced professionals who thrive in our client-focused culture, unified by our commitment to deliver optimal outcomes for our clients throughout their investment lifecycles.

Ryan E. Schlitt

Chief Executive Officer
& Co-Founder

John C. Robertshaw

Chairman
& Co-Founder

Erik Alfieri

Erik Alfieri

Associate, New York

Ed Balsmann

Ed Balsmann

General Counsel & Chief Compliance Officer, Dallas

Peter Bergschneider

Peter Bergschneider

Partner, New York

Ryan Binette

Ryan Binette

Partner, New York

Claudine Bronte

Claudine Bronte

Executive Administrator, New York

Anna Marie Curran

Anna Marie Curran

Principal, New York

Chris DeVito

Chris DeVito

Associate, New York

Colin Dinneen

Colin Dinneen

Partner, New York

Perrin Duke

Perrin Duke

Vice President, New York

Stephanie Flooks

Stephanie Flooks

Office Manager & Roadshow Coordinator, London

Adele Gilmore

Adele Gilmore

Vice President, London

Leaf Gross

Leaf Gross

Partner & Co-Head of Capital Solutions, New York

Greg Guest

Greg Guest

Partner & Co-Head of Capital Solutions, New York

Alex Guira

Alex Guira

Partner & Co-Head of Capital Solutions, New York

Ted Hesburgh

Ted Hesburgh

Associate, New York

Paul Kuppich

Paul Kuppich

Partner, New York

Ariel Leachman

Ariel Leachman

Analyst, New York

Margo Lee

Margo Lee

Executive Administrator, Dallas

Katya Leonov Zusman

Katya Leonov Zusman

Principal, London

Jamie Leyden

Jamie Leyden

Analyst, New York

Christina Lowery

Christina Lowery

Office Manager & Roadshow Coordinator, New York

Jeff Lumbard

Jeff Lumbard

Principal, Seattle

Jenkins Marshall

Jenkins Marshall

Associate, New York

Derek Martinez

Derek Martinez

Executive Administrator & Office Manager,
New York

Sachin Mitra

Sachin Mitra

Partner, London

Sabahat Mukadam

Sabahat Mukadam

Analyst, London

Yair Oshman

Yair Oshman

Partner, London

Amil Patel

Amil Patel

Analyst, New York

Jonathan Paulsen

Jonathan Paulsen

Vice President, New York

Kate Powers

Kate Powers

Associate, New York

Brian Price

Brian Price

Partner, Dallas

Rohan Ranadive

Rohan Ranadive

Chief Financial Officer, Dallas

Peter Reuter

Peter Reuter

Vice President, New York

Daniel Sonn

Daniel Sonn

Analyst, London

Jason Truong

Jason Truong

Vice President, New York

Laura Willmann

Laura Willmann

Controller, Dallas

Eric Anthony

Eric Anthony

Analyst, New York

Terms and conditions

Information on the Website

The information presented on or through our Website is made available for informational purposes only. We do not warrant the timeliness, currency, reliability, relevance, accuracy, or completeness of this information, which may contain errors or inaccuracies, including but not limited to any typographical or substantive errors. Any reliance you place on such information is strictly at your own risk. We disclaim all liability and responsibility arising from any reliance placed on such information by you or any other visitor to the Website, or by anyone who may be informed of any of its contents. We reserve the right, in our sole discretion, without any obligation and without any notice requirement, to discontinue, change, improve, or correct the information presented on or through the Website. Any dated information is published as of its date only, and we have no responsibility to update or amend any such information. None of the information contained in the Website constitutes a recommendation, solicitation, or offer by us to buy or sell any securities or other financial instruments or provide any financial, legal, tax, investment, or other advice. Some products and services described in the Website may not be available in all jurisdictions or to all clients. Any transactions listed on the Website are included only as representative transactions. Past performance is no guarantee of future results. Certain of the information contained herein may be based upon forward-looking statements. Forward-looking statements are inherently uncertain and factors affecting the markets in general or industries or issuers in particular may cause events or results to vary from those described herein. Accordingly, you should not rely on or draw conclusions from forward-looking statements.

Disclaimer of Warranties

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Proprietary Rights

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Aviditi Advisors, the Aviditi Advisors logo, and all other names, logos, product and service names, designs, and slogans that appear on the Website are trade names and trademarks of Aviditi Capital Advisors, LLC, its affiliates or third parties. Aviditi Advisors is a trade name for Aviditi Capital Advisors, LLC, and its subsidiaries and affiliates worldwide. You may not use any trade names or trademarks for any purpose, including, but not limited to, use as metatags on other pages or sites on the world wide web without our prior written permission or the written permission of the third party that owns such trade names or trademarks.

Third Party Content

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Use of Links

The Website may contain links to and be linked from third-party websites. These links are provided only as a convenience and do not imply an affiliation, sponsorship, endorsement, approval, warranty, investigation, verification, review, or monitoring by us of any information contained in any third-party website. We are not responsible for the information contained on that website or your use of or inability to use that website. You use these links at your own risk and should apply a suitable level of caution and discretion in doing so. You should make whatever investigation you feel necessary or appropriate before proceeding with any transaction in connection with such links. Links do not imply that any linked website is authorized to use any of our intellectual property. If you choose to connect to a third-party website, we make no warranties, either express or implied, concerning the content of such website, including, but not limited to, the accuracy, completeness, reliability, or suitability thereof for any particular purpose, nor do we warrant that such website or content is free from any claims of copyright, trademark, or other infringement of the rights of third parties or that such website or content is devoid of viruses or other contamination. You should also be aware that the terms of use of such website and such website’s privacy policy may be different from those applicable to your use of the Website.

Business Continuity Plan

We are committed to protecting the interests of its clients in the event of a business disruption. This Business Continuity Plan (the “Plan” or the “BCP”) summary details how the Firm will respond to events that significantly disrupt its business.

The Firm’s BCP addresses all areas affected by a business disruption of any type: data backup and recovery, financial and operational systems and assessments, alternative communications with clients, employees and regulators, as well as critical suppliers and banks, and alternate physical location of employees if necessary. The Plan is designed to enable the Firm to recover and restore business operations as quickly as possible, safeguard employees and property, protect the Firm’s books and records, and assure clients prompt service through alternative offices if the Firm is unable to continue its business locally.

In the event of a disaster in one of our geographical areas, there should be minimal disruption in service due to designed redundancies for Aviditi systems. Data and/or system recovery will begin in a timely manner given the event(s) causing the significant business disruption. In the event of a significant business disruption, we plan to begin recovery immediately and notify clients how to contact the Firm through its Website (www.adviditiadvisors.com).

If you have questions regarding our Business Continuity Plan, you may contact us through the Website. The Plan is subject to change without notice. In the event the Business Continuity Plan summary is modified, the updated summary document will be available through the Website.

Regulatory disclosures

The material on the Website is not intended to be, or construed as being, investment advice or services or any offer or solicitation in respect thereof, nor a recommendation of any particular security or investment. Nothing in the Website is, or should be construed as, an offer to, or a solicitation of, any person to sell or buy any security or investment. You should obtain independent professional advice if you intend to buy or sell any security or investment. The information and services provided on the Website are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules, or regulations of any governmental authority, or regulatory or self-regulatory organization, or where we are not authorized to provide such information or services.

Customer Complaint Notice Disclosure pursuant to SEC Rule 17a-3(a)(18)(ii)

Aviditi Financial, LLC, in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number, and address if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact us immediately at:
Attn: Legal Department
Aviditi Financial, LLC
8117 Preston Road, Suite 450
Dallas, Texas 75225

USA Patriot Act Notice to Clients

The USA Patriot Act and other applicable rules and regulations, require us to obtain, verify, and record information to identify each entity or individual that enters into a business relationship with us. We may ask for your address, identification number, corporate documents, or other identifying information to help us verify your identity. We may use a third-party source to confirm the information you provide us.

United States

Aviditi Financial, LLC, is not a retail broker-dealer, and does not solicit or carry accounts for, or offer or sell securities products to retail customers. Aviditi Financial, LLC is a member FINRA and SIPC, provides investment banking, private placement, merger, acquisition, and divestiture services. Aviditi Financial, LLC is registered as a broker-dealer with the Securities and Exchange Commission and is regulated by the Financial Industry Regulatory Authority, Inc. (FINRA).

United Kingdom

Aviditi Capital Advisors UK Ltd. is an Appointed Representative of Robert Quinn Advisory LLP, which is authorised and regulated by the Financial Conduct Authority. Aviditi Capital Advisors UK Ltd. is incorporated in England and the registered office is at 4th Floor, Reading Bridge House, George Street, Reading, Berkshire, RG1 8LS.

The investment products and services of Aviditi Capital Advisors UK Ltd. are only available to professional clients and eligible counterparties. They are not available to retail clients. The Website is provided for informational purposes only and is not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction (including the United Kingdom) where such distribution, publication, availability or use would be contrary to applicable law or regulation which would subject Aviditi Capital Advisors UK Ltd. or its subsidiaries or affiliates to any registration or licensing requirements with such jurisdiction.

Where the material on the Website constitutes a financial promotion, it is issued and approved for distribution in the UK by Robert Quinn Advisory LLP, only to and directed at (a) persons who have professional experience in matters relating to investments falling within Article 19(1) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) or (b) high-net-worth entities and other persons to whom it may otherwise lawfully be communicated, falling within Article 49(1) of the Order (all such persons together being referred to as “relevant persons”). Any material on the Website that constitutes a financial promotion must not be acted on or relied on by persons who are not relevant persons, and any investment activity to which the Website relates is only available to relevant persons and will be engaged in only with relevant persons.

The information featured on the Website may relate to services of any entity/person incorporated and operating outside of the United Kingdom or to other matters which are not regulated by the FCA. In such case, the provision of such services will not have the benefit of UK regulatory protections, including those provided in respect of the FCA rules and the UK compensation scheme. In particular, Aviditi Advisors and certain of its other subsidiaries are based outside of the UK and provision of services by them will not have the benefit of such UK regulatory protection.